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Compliance Documents for Smart Lock Projects

Buyer Guide · Published 2026-10-14

Compliance questions usually arrive as one line in a tender: provide the certificates. The honest answer is that certificates are specific to a product, a model and a market, and the useful conversation is about which of those three the project actually needs.

What a project usually names

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Electrical safetyThe standard the destination market applies
Electromagnetic compatibilityEmissions and immunity, market specific
Radio equipmentWhere the lock has Bluetooth or Wi-Fi
Restricted substancesRoHS and REACH, or the local equivalent
Battery transportWhere the goods contain a lithium battery

Why one mark does not cover every market

A CE mark answers a European question. It does not answer a North American one, and it is not a building-code approval anywhere. Projects that conflate the two usually discover it at the import or inspection stage.

  • The certificate has to name the model or the family, not the company in general
  • A product approval and a management-system certificate are different documents
  • A management-system certificate such as ISO 9001 says how a factory is run
  • A test report for one model does not transfer to another model

What we can issue

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CertificatesIssued for the model you order, naming that model
Test reportsReleasable for your own market filing, on request
Declaration of conformityAgainst the standard the model was tested to
Material declarationsRoHS and REACH statements for the parts concerned
Battery documentsThe declaration and packing documents for the shipment

What we cannot issue, and will say so

  • An approval for a standard the model was not tested against
  • A certificate naming a market the product has not been assessed for
  • A building-code approval, which is granted to the installation rather than the product
  • A certificate for a model you have asked us to change after testing

Where a project needs something we hold for a different model, the answer is usually a test rather than a document. That is a schedule item, so it needs to be raised at tender stage rather than at shipping.

How to request a pack

  1. Tell us the destination market and the standard the project names
  2. Tell us the model, or the model you intend to order
  3. We confirm which documents we hold for that model, in writing
  4. Where a test is needed, we say what it costs and how long it takes
  5. The pack is released against the order, with the model numbers on each document

What form the pack arrives in

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FormatSearchable PDF, one file per certificate or report
NamingModel number and document type in the filename
Scope noteA line stating which models the document covers
Cover sheetA list of what is in the pack, so nothing is assumed present

Ask for the certificate numbers and the models they cover rather than a list of standards. A list of standards does not tell you which model was tested.

Buyer Questions

Three questions this guide usually raises.

On this topic

Does CE cover North America?

No. CE answers a European question and is not a building-code approval anywhere. Tell us the destination market and we will say which documents apply.

Can we get the test reports for our own filing?

Yes, releasable on request against the model you order. Say at tender stage if your market filing needs them, because a new test is a schedule item.

What if the certificate does not name our model?

Then the answer is usually a test rather than a document. Raise it before the order rather than at shipping.

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